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Judith Ann Licerio

Neuberger Berman BD LLC

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About Judith Ann Licerio

Judith Licerio is a registered investment advisor representative with Neuberger Berman BD LLC. Judith has been in the industry since 2014 and has a Series 7, Series 66, and SIE license. Judith is registered to provide investment advice in New York and New Jersey. Prior to joining Neuberger Berman BD LLC, Judith worked with Allianz Global Investors Distributors LLC and VP Distributors LLC. Judith also owns a martial arts business.

Firm Information

Judith Licerio is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Judith Licerio’s Registration & Firm History

NY

08/12/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

CT

07/28/2021 - 02/23/2022

VP DISTRIBUTORS LLC (HARTFORD CT)

NY

10/11/2013 - 02/01/2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/11/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Judith Ann Licerio.
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