Unclaimed
Judith Licerio is a registered investment advisor representative with Neuberger Berman BD LLC. Judith has been in the industry since 2014 and has a Series 7, Series 66, and SIE license. Judith is registered to provide investment advice in New York and New Jersey. Prior to joining Neuberger Berman BD LLC, Judith worked with Allianz Global Investors Distributors LLC and VP Distributors LLC. Judith also owns a martial arts business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/12/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CT
07/28/2021 - 02/23/2022
VP DISTRIBUTORS LLC (HARTFORD CT)
NY
10/11/2013 - 02/01/2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 08/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Judith Licerio is the right advisor for you? Invested Better is here to help.