Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Ann James is a financial advisor with over 15 years of experience in the industry. Judith is currently registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Judith worked at ING Financial Advisors, LLC. Judith is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/01/2010 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
09/08/2004 - 10/29/2009
ING FINANCIAL ADVISERS, LLC (DALLAS TX)
BC
Issued 01/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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