Unclaimed
Judith Lassek is a financial advisor who has been in the industry since October 8, 2001. Judith is currently registered with American Portfolios Financial Services, Inc. in HOLBROOK, NY and is registered with FINRA and several state regulators. Judith has passed the Series 7, Series 63 and SIE exams. Prior to joining American Portfolios Financial Services, Inc., Judith was a financial advisor with LPL FINANCIAL LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2015 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
NY
09/11/2009 - 09/24/2015
LPL FINANCIAL LLC (HUNTINGTON STATION NY)
NY
10/09/2001 - 09/15/2009
EDWARD JONES (SAYVILLE NY)
BC
Issued 10/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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