Unclaimed
Judi Gordon is a financial professional who has been in the industry since 2007. Judi is registered with Nylife Securities LLC and holds Series 7, 7TO, 63, 66 and SIE licenses. Judi is registered in California, Nevada and Washington. Judi previously worked at Ameriprise Financial Services, Inc. in Highland Park, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/10/2023 - Present
Nylife Securities LLC (ROSEVILLE CA)
IL
12/20/2007 - 04/22/2015
AMERIPRISE FINANCIAL SERVICES, INC. (HIGHLAND PARK IL)
BC
Issued 03/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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