Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judi? Claim Your ProfileJudi Ann Waters is a financial professional with PFS Investments Inc. Judi has been in the industry since April 2015. Judi is registered with the state of California. Judi has passed the Series 6, Series 63 and SIE exams. Judi's office is located at 3031 Tisch Way 110 Plaza West, Suite 1062-B in San Jose, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/23/2015 - Present
PFS Investments Inc. (SAN JOSE CA)
BC
Issued 06/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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