Unclaimed
Jude Vincent Romano is a financial professional with over 20 years of experience in the industry. Jude is currently registered with PFS Investments Inc. in Katy, TX. Jude's previous experience includes positions at World Group Securities, Inc. in Duluth, GA and PFS INVESTMENTS INC. in Katy, TX. Jude holds Series 6, SIE, and Series 6TO licenses. Jude specializes in providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
08/13/2024 - Present
PFS Investments Inc. (KATY TX)
TX
02/21/2022 - 08/08/2024
PFS INVESTMENTS INC. (KATY TX)
GA
11/12/2003 - 12/31/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BC
Issued 05/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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