Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jude? Claim Your ProfileJude Uche Nwaiwu is a financial advisor with over 23 years of experience in the financial services industry. Jude currently works for LPL Financial LLC, providing a variety of financial products and services. Jude previously worked for Citigroup Global Markets Inc and Citicorp Investment Services. Jude holds the Series 6, 7, 63 and 66 securities licenses. Jude is registered in several states including Illinois, Texas, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/04/2025 - Present
LPL Financial LLC (OAK LAWN IL)
IL
05/29/2007 - 07/21/2016
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
07/18/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
IL
02/23/1999 - 07/24/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 06/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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