Unclaimed
Jude Stambone is a financial advisor with LPL Financial LLC. Jude has been in the financial services industry since July 2000. Jude has been registered with LPL Financial LLC since January 2011. Prior to joining LPL Financial LLC, Jude was registered with CADARET, GRANT & CO., INC. Jude is also registered with the following states: California, Delaware, Florida, Georgia, Illinois, Indiana, Maine, Maryland, Nevada, New Jersey, New York, Pennsylvania, Tennessee, and Virginia. Jude is a Series 7, Series 24, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/04/2011 - Present
LPL Financial LLC (EYNON PA)
PA
06/26/2009 - 12/31/2010
CADARET, GRANT & CO., INC. (SCRANTON PA)
PA
07/01/2003 - 07/13/2009
WELLS FARGO ADVISORS, LLC (TAYLOR PA)
NY
07/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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