Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judd? Claim Your ProfileJudd Peterson is a financial advisor at Miller Howard Investments Inc. Judd has been in the industry since 1985. Judd has a Series 63, 65 and 66 license, and has also passed the SIE and Series 7 exams. Judd provides portfolio management services to individuals, businesses, investment companies and pooled investment vehicles. Judd is registered in 51 states and has been actively licensed in Connecticut since 2012. Judd is also registered with FINRA. Judd was previously employed by Tangent Capital Partners, LLC, Allstate Financial Services, LLC, RBC Capital Markets Corporation, and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
05/29/2012 - Present
Miller Howard Investments Inc. (KINGSTON NY)
NY
05/17/2013 - 12/31/2015
TANGENT CAPITAL PARTNERS, LLC (WOODSTOCK NY)
CT
11/09/2009 - 10/11/2011
ALLSTATE FINANCIAL SERVICES, LLC (WILTON CT)
CT
03/02/1998 - 08/06/2009
RBC CAPITAL MARKETS CORPORATION (STAMFORD CT)
NA
10/07/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
10/23/1985 - 10/11/1994
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BOTH
Issued 05/23/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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