Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juanita? Claim Your ProfileJuanita Stephens is a Registered Representative and Investment Adviser Representative with Osaic Wealth, Inc. Juanita has been working in the financial industry since March 2005. Juanita has a combined 19 years of experience as an investment advisor. Juanita has also been registered with Sagepoint Financial, Inc., Pruco Securities, LLC., LPL Financial LLC, Choice Investments, Inc. and Farmers Financial Solutions, LLC. Juanita has passed the Series 6, Series 7, Series 63, and Series 66 exams. Juanita offers various advisory services, including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
ROUND ROCK, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (ROUND ROCK TX)
TX
07/18/2014 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ROUND ROCK TX)
TX
05/28/2014 - 07/17/2014
PRUCO SECURITIES, LLC. (AUSTIN TX)
TX
09/06/2013 - 06/04/2014
SAGEPOINT FINANCIAL, INC. (CEDAR PARK TX)
TX
05/26/2011 - 10/03/2013
LPL FINANCIAL LLC (AUSTIN TX)
TX
04/02/2010 - 05/23/2011
CHOICE INVESTMENTS, INC. (AUSTIN TX)
TX
02/14/2005 - 02/16/2010
FARMERS FINANCIAL SOLUTIONS, LLC (PFLUGERVILLE TX)
BOTH
Issued 6/6/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 2/12/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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