Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juana? Claim Your ProfileJuana Caicedo-selinger is a registered representative with UBS Financial Services Inc. in New York, New York. Juana has been in the securities industry since March 8, 1995. Juana is also a registered investment advisor representative in Texas. Juana has passed the Series 7, Series 63, and Series 66 exams. Juana has worked at UBS Financial Services Inc. since February 2015. Before that, Juana worked at UBS Securities LLC, RBC Capital Markets, LLC, Oppenheimer & Co. Inc. and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/02/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
10/27/2022 - 10/26/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
11/21/2003 - 03/04/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/03/2003 - 01/06/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/09/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 08/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Juana Caicedo-selinger is the right advisor for you? Invested Better is here to help.
