Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juana? Claim Your ProfileJuana Elizabeth Juarez is a registered representative with UBS Financial Services Inc. in Houston, Texas. Juana has been working in the financial industry since 2015. She has a Series 63 and a Series 66 license, and has passed the Series 7TO and SIE exams. Juana specializes in providing financial advice to individuals and businesses. She is also a Registered Investment Advisor and holds a Series 10 and Series 9 license. Juana has a strong track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/09/2023 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/11/2020 - 10/17/2020
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 01/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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