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Juan Zaragoza

Charles Schwab & CO., Inc.

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About Juan Zaragoza

Juan Zaragoza is a registered representative with Charles Schwab & CO., Inc. Juan is licensed to provide securities advice in all 50 states. Juan has been in the securities industry for a short time, having passed the Series 7TO, Series 63 and SIE exams and registering in the state of Indiana. Juan is currently located at the Charles Schwab & CO., Inc. branch office in Indianapolis, Indiana. Juan specializes in providing financial planning, investment advice, and assisting clients in developing and implementing customized investment strategies. Juan is committed to providing clients with personalized service and helping them achieve their financial goals.

Firm Information

Juan Zaragoza is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Juan Zaragoza’s Registration & Firm History

IN

09/11/2023 - Present

Charles Schwab & CO., Inc. (Indianapolis IN)

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Licenses & Designations

BC

Issued 09/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Juan Zaragoza.
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