Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Victor Ruiz is a financial professional registered with Weild & Co.. He is currently registered in New York. Juan Victor has been in the financial industry since 2006. He previously worked for firms such as WYNSTON HILL CAPITAL, LLC, ROTHSCHILD LIEBERMAN LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC., KEEFE, BRUYETTE & WOODS, INC., ABN AMRO INCORPORATED, and SALOMON SMITH BARNEY INC.. Juan Victor holds licenses for Series 7, Series 63, Series 66, Series 79, Series 82TO, Series 99TO, and SIE. Juan Victor has a strong background in investment banking and securities operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/19/2019 - Present
Weild & Co. (NEW YORK NY)
SD
04/07/2016 - 02/05/2017
WYNSTON HILL CAPITAL, LLC (BRANDON SD)
NY
10/05/2015 - 02/01/2016
ROTHSCHILD LIEBERMAN LLC (New York NY)
NY
03/30/2012 - 09/20/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/16/2007 - 03/26/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/16/2003 - 01/03/2007
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
CT
03/16/2000 - 06/11/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
09/04/1997 - 03/02/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 02/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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