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Juan sebastian Ospina vela

Smbc Nikko Securities America, Inc.

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About Juan sebastian Ospina vela

Juan sebastian Ospina vela is a financial professional with over 2 years of experience in the industry. Juan sebastian Ospina vela is currently registered with smbc Nikko Securities America, Inc., located in NEW YORK, NY. Juan sebastian Ospina vela holds the Series 79TO, Series 63, and SIE licenses. Juan sebastian Ospina vela is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Juan sebastian Ospina vela is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan sebastian Ospina vela’s Registration & Firm History

NY

06/20/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

IL

08/12/2022 - 03/15/2024

MARATHON CAPITAL MARKETS, LLC (Chicago IL)

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Licenses & Designations

BC

Issued 08/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/24/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan sebastian Ospina vela.
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