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Juan Sebastian Baron

Northwestern Mutual Investment Services, LLC

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About Juan Sebastian Baron

Juan Sebastian Baron is a financial advisor with Northwestern Mutual Investment Services, LLC. Juan has been in the financial industry since 2007 and has a wide range of experience in providing financial advice to individuals and businesses. Juan is registered to provide financial services in 51 states and holds various licenses, including the Series 7, 9, 10, 26, 63, 66, and 99TO. Juan is committed to providing his clients with personalized financial advice that is tailored to their individual needs.

Firm Information

Juan Baron is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Juan Baron’s Registration & Firm History

CA

10/02/2008 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 09/30/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/08/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/23/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/24/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Sebastian Baron.
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