Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Santamaria is an investment advisor representative with Kestra Advisory Services, LLC. Juan has been in the industry for over 5 years and holds the Series 3, 7, 63, and 66 licenses. Juan has previously worked with Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Charles Schwab & Co., Inc., and TD Ameritrade, Inc. Juan has experience in financial planning, portfolio management for businesses and individuals, and selection of other advisors. Juan specializes in working with individuals, high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Juan is registered in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/19/2024 - Present
Kestra Advisory Services, LLC (Austin TX)
TX
03/01/2022 - 01/11/2023
CITIGROUP GLOBAL MARKETS INC. (Irving, TX)
TX
03/19/2021 - 10/26/2021
J.P. MORGAN SECURITIES LLC (Plano TX)
TX
03/15/2019 - 11/06/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
11/14/2017 - 03/04/2019
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 12/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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