Unclaimed
Juan Vargas is a financial advisor with Northwestern Mutual Investment Services, LLC. Juan is registered in the state of Georgia. Juan has passed Series 63, Series 7TO and SIE exams. Juan joined Northwestern Mutual Investment Services, LLC in September of 2019. The office is located at 5445 TRIANGLE PKWY, STE 325 in PEACHTREE COR, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
09/09/2019 - Present
Northwestern Mutual Investment Services, LLC (PEACHTREE COR GA)
BC
Issued 10/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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