Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Alzate is a registered representative with Wells Fargo Clearing Services, LLC, with a registration date of May 2, 2024. Juan Alzate has been in the industry since April 23, 2014. Juan Alzate previously worked at Santander Securities LLC, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Juan Alzate is licensed to provide investment advisory services in the following states: California, Florida, Nevada, New Jersey, New York, and Pennsylvania. Juan Alzate also holds the Series 6, Series 7, Series 63, Series 66, and SIE licenses. Juan Alzate specializes in providing investment consulting services to institutional clients and provides financial planning and pension consulting services. Juan Alzate is also a registered representative with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/02/2024 - Present
Wells Fargo Clearing Services, LLC (TOTOWA NJ)
NJ
08/30/2022 - 05/03/2024
SANTANDER SECURITIES LLC (Elizabeth NJ)
NJ
06/22/2022 - 08/25/2022
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD NJ)
NJ
08/29/2018 - 06/09/2022
SANTANDER SECURITIES LLC (Newark NJ)
NJ
09/16/2016 - 08/27/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLIFTON NJ)
NJ
04/07/2014 - 09/21/2016
WELLS FARGO ADVISORS, LLC (WESTFIELD NJ)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Juan Alzate is the right advisor for you? Invested Better is here to help.
