Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Ruiz-castaneda is a registered representative with Houlihan Lokey Capital, Inc. Juan has passed the Series 79TO, SIE, and Series 63 exams. Juan has been in the industry since April 14, 2022. Previously Juan was registered with J.P. Morgan Securities LLC. Juan is licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/19/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
03/10/2022 - 08/13/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 03/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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