Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Ruben Fernandez is a financial advisor with over 23 years of experience. Juan is currently registered with Charles Schwab & CO., Inc. and holds a Series 66, Series 63, and Series 28 licenses. Juan also has a Series 99TO, Series 31, and Series 7 licenses. Juan is registered in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Juan has previously been registered with E*TRADE SECURITIES LLC, INTRA NETWORK SECURITIES, INC., and MORGAN STANLEY DW INC. Juan has experience providing financial planning services and selection of other advisors, Juan is a wrap fee program sponsor and financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/08/2025 - Present
Charles Schwab & CO., Inc. (San Diego CA)
CA
08/04/2004 - 09/05/2023
E*TRADE SECURITIES LLC (San Diego CA)
CA
10/01/2002 - 12/13/2004
INTRA NETWORK SECURITIES, INC. (RANCHO SANTA FE CA)
NY
06/09/2000 - 12/04/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
06/01/1999 - 04/27/2001
INTRA NETWORK SECURITIES, INC. (RANCHO SANTA FE CA)
BOTH
Issued 06/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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