Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Roberto Ruiz is a financial advisor with M Holdings Securities, Inc., a firm headquartered in Portland, Oregon. Juan Roberto Ruiz has been a financial advisor since 2007. Juan Roberto Ruiz is registered to provide investment advice in Florida and holds a Series 6, Series 26, Series 63, and Series 65 licenses. Juan Roberto Ruiz also holds the SIE exam and is a Certified Financial Planner. Juan Roberto Ruiz has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/26/2019 - Present
M Holdings Securities, Inc. (Miami FL)
FL
02/22/2007 - 04/17/2019
PRUCO SECURITIES, LLC. (CORAL GABLES FL)
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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