Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Ramon Guzman is a financial advisor with over 14 years of experience in the financial services industry. He currently works at Citigroup Global Markets Inc. as a registered representative in the state of California. Juan has a strong background in securities and investment advisory services, holding a Series 66, Series 7, and SIE license. His expertise includes providing financial planning, portfolio management, and asset allocation advice to individuals, businesses, and corporations. He is dedicated to helping his clients achieve their financial goals through personalized investment strategies. Previously, Juan worked at WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO INVESTMENTS, LLC in Huntington Beach, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/10/2022 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
11/23/2010 - 01/21/2022
WELLS FARGO CLEARING SERVICES, LLC (HUNTINGTON BEACH CA)
CA
03/06/2008 - 10/12/2010
WELLS FARGO INVESTMENTS, LLC (HUNTINGTON BEACH CA)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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