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Juan pablo Rios

Citizens Securities, Inc.

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About Juan pablo Rios

Juan pablo Rios is a registered representative with Citizens Securities, Inc., having joined in December 2019. Juan pablo is also a registered Investment Advisor Representative in Florida, New York, and Utah. Juan pablo has been in the industry since April 2004, previously working for J.P. Morgan Securities LLC, Oppenheimer & Co. Inc. and Ameriprise Financial Services, Inc. Juan pablo Rios holds the Series 66, Series 7, and SIE licenses.

Firm Information

Juan pablo Rios is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Juan pablo Rios’s Registration & Firm History

MA

03/08/2024 - Present

Citizens Securities, Inc. (WATERTOWN MA)

FL

11/09/2018 - 07/31/2019

AMERIPRISE FINANCIAL SERVICES, INC. (Fort Lauderdale FL)

FL

10/01/2012 - 08/24/2018

J.P. MORGAN SECURITIES LLC (HOLLYWOOD FL)

FL

08/21/2018 - 08/22/2018

OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)

FL

04/13/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (HOLLYWOOD FL)

GA

01/24/2003 - 08/27/2010

AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)

MN

01/24/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Juan pablo Rios. Review regulatory record here.
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