Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Pablo Garza is a registered investment advisor representative with AllianceBernstein LP. Juan has been in the securities industry since 2018 and holds the following licenses: Series 63, Series 65, Series 7, Series 9, Series 10, and the SIE exam. Juan has worked at AllianceBernstein LP since 2017. Juan's previous experience includes roles at Northwestern Mutual and Sanford C. Bernstein & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
04/10/2024 - Present
Alliancebernstein LP (Stamford CT)
IA
Issued 04/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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