Unclaimed
Juan Otero serrano is a registered representative with Kovack Securities Inc. Juan holds the Series 7TO, Series 6TO, and SIE licenses. Juan is currently registered in Florida and Puerto Rico. Juan has been in the securities industry since August 30, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
08/31/2021 - Present
Kovack Securities Inc. (Ponce PR)
BC
Issued 09/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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