Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Manuel Rojas is an investment advisor representative with over 20 years of experience in the financial services industry. Juan is registered with Raymond James Financial Services Advisors, Inc. and has previously worked with a number of other firms, including Essex National Securities, Inc., Citigroup Global Markets Inc., and TD Ameritrade, Inc. Juan holds several securities licenses, including Series 6, 7, 63, and 66. Juan provides financial advice to individuals, families, and businesses and has experience in portfolio management, financial planning, and pension consulting. Juan is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/25/2013 - Present
Raymond James Financial Services Advisors, Inc. (Palo Alto CA)
CA
10/29/2009 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (PALO ALTO CA)
CA
05/29/2007 - 11/19/2009
CITIGROUP GLOBAL MARKETS INC. (NOVATO CA)
CA
06/28/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN RAFAEL CA)
CA
04/14/2005 - 07/05/2006
TD AMERITRADE, INC. (SAN RAFAEL CA)
MO
03/24/2004 - 04/06/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
12/03/2002 - 03/15/2004
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
CA
02/13/2002 - 11/20/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 05/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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