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Juan Manuel Moran

Nylife Securities LLC

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About Juan Manuel Moran

Juan Manuel Moran is a registered representative with Nylife Securities LLC in Anaheim, CA. Juan Manuel has been in the securities industry since April 4, 2000. Juan Manuel is registered with FINRA and the state of California. Juan Manuel holds the Series 6, Series 63, and SIE licenses.

Firm Information

Juan Moran is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan Moran’s Registration & Firm History

CA

04/05/2000 - Present

Nylife Securities LLC (Anaheim CA)

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Licenses & Designations

BC

Issued 06/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Manuel Moran.
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