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Juan manuel Garcia

Charles Schwab & CO., Inc.

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About Juan manuel Garcia

Juan Manuel Garcia is a financial advisor at Charles Schwab & Co., Inc. with over 3 years of experience in the industry. Juan Manuel Garcia holds Series 63, 66, and 7 licenses, as well as the SIE exam certification, demonstrating a strong understanding of financial markets and investment strategies. Juan Manuel has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC., gaining valuable experience in the financial services sector.

Firm Information

Juan manuel Garcia is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Juan manuel Garcia’s Registration & Firm History

AZ

06/01/2023 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

03/15/2022 - 05/16/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

NE

09/25/2019 - 05/12/2020

PRUCO SECURITIES, LLC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 04/03/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Juan manuel Garcia.
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