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Juan Manuel Doria

Boreal Capital Management LLC

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About Juan Manuel Doria

Juan Manuel Doria is a registered investment advisor representative in Florida and New York. Juan is currently registered with Boreal Capital Management LLC. Prior to that, Juan was registered with UCAP SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Juan holds the Series 7, Series 52TO, Series 53, Series 66 and SIE licenses.

Firm Information

Juan Doria is currently registered with Boreal Capital Management LLC. Boreal Capital Management LLC is an investment adviser headquartered in Miami, Florida. The firm manages approximately $1 billion to $10 billion in assets for individuals, corporations, and pooled investment vehicles. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles. Boreal Capital Management LLC is registered with the SEC under SEC number 801-57604.
Boreal Capital Management LLC

1450 BRICKELL AVENUE

MIAMI, FL 33131

$1.38B

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Juan Doria’s Registration & Firm History

FL

06/07/2018 - Present

Boreal Capital Management LLC (MIAMI FL)

FL

03/21/2017 - 05/21/2018

UCAP SECURITIES LLC (Miami FL)

FL

05/07/2001 - 03/14/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

NY

01/01/1999 - 05/05/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/08/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/02/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Juan Manuel Doria. Review regulatory record here.
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