Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Manuel Diez de bonilla is a financial advisor with UBS Financial Services Inc. based in New York, New York. Juan has been working in the financial industry since June 2000, and has worked for a number of firms, including Credit Suisse Securities (USA) LLC and Citigroup Global Markets Inc. Juan is registered with FINRA and is licensed to provide financial advice in a number of states, including Arizona, California, Connecticut, Florida, Illinois, New Jersey, New York, North Dakota, South Dakota, and Texas. Juan specializes in a variety of areas, including investment planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/27/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/24/2009 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/18/2007 - 05/07/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/27/2006 - 09/11/2007
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
02/21/2003 - 01/26/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 12/21/2000
ACCI SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 03/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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