Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan M. Arbelaez is a financial professional with over 10 years of experience in the securities industry. Juan is currently registered with Smbc Nikko Securities America, Inc. Previously, Juan has been employed with Comerz Markets LLC, Mizuho Securities USA Inc. and RBS Securities Inc. Juan holds FINRA Series 63, 7, 79 and SIE licenses. Juan is registered with the securities regulators of all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/26/2015 - 11/15/2019
COMMERZ MARKETS LLC (NEW YORK NY)
NY
04/21/2015 - 10/28/2015
MIZUHO SECURITIES USA INC. (NEW YORK NY)
CT
09/05/2012 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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