Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Luis Rosas is a financial professional with over 15 years of experience in the industry. Juan has a Series 6, Series 26, and Series 63 license. Juan is registered with Northwestern Mutual Investment Services, LLC and is licensed in 20 states. Juan is an Investment Advisor Representative with the firm. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). The firm provides a range of financial services, including investment advisory, brokerage, and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
03/12/2008 - Present
Northwestern Mutual Investment Services, LLC (IRVING TX)
BC
Issued 04/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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