Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Luis Ramirez is a financial professional with over 20 years of experience in the industry. Juan currently holds a Series 66, Series 7 and SIE registration and has previously held a Series 63 registration. Juan has been associated with Wells Fargo Clearing Services, LLC since November 2016, having previously worked for Wells Fargo Advisors, LLC from December 2012 to November 2016. Prior to joining Wells Fargo Advisors, LLC, Juan was a registered representative with J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Juan specializes in providing investment advice and financial planning services to individuals, businesses, high-net-worth individuals, insurance companies, pension and profit-sharing plans, corporations, charitable organizations and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2012 - Present
Wells Fargo Clearing Services, LLC (SAN FERNANDO CA)
CA
10/01/2012 - 12/04/2012
J.P. MORGAN SECURITIES LLC (GRANADA HILLS CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GRANADA HILLS CA)
CA
04/10/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SAN FERNANDO CA)
CA
11/05/2007 - 04/03/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTLAKE VILLAGE CA)
CA
05/29/2007 - 11/15/2007
CITIGROUP GLOBAL MARKETS INC. (SOUTH GATE CA)
CA
11/28/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (SOUTH GATE CA)
CA
01/19/2004 - 08/29/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 01/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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