Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Lopez is a financial advisor with over 10 years of experience in the industry. Juan holds Series 7, 63, 66, 79TO, SIE, and 24 licenses. Currently, Juan is registered with Invicta Advisors LLC. Juan has been with Invicta Advisors LLC since October 31, 2023. Prior to that, Juan was with Verity Investments, Inc. in Durham, NC, LightPath Capital, Inc in Southlake, TX, FOG Equities LLC in Chicago, IL, New Albion Partners LLC in New York, NY, MetLife Securities Inc. in Chicago, IL, Fairbridge Capital Markets in Newport Beach, CA, and PENSERRA SECURITIES, LLC in Chicago, IL. Juan specializes in providing financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
10/31/2023 - Present
Invicta Advisors LLC (Western Springs IL)
NC
02/09/2022 - 05/09/2022
VERITY INVESTMENTS, INC. (DURHAM NC)
NC
05/18/2021 - 08/12/2021
VERITY INVESTMENTS, INC. (DURHAM NC)
TX
06/05/2018 - 12/19/2019
LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)
IL
01/23/2018 - 05/15/2018
FOG EQUITIES LLC (CHICAGO IL)
NY
01/04/2018 - 05/15/2018
NEW ALBION PARTNERS LLC (NEW YORK NY)
TX
06/08/2017 - 02/08/2018
LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)
IL
03/03/2015 - 04/27/2015
METLIFE SECURITIES INC. (CHICAGO IL)
CA
08/16/2013 - 02/23/2015
FAIRBRIDGE CAPITAL MARKETS (NEWPORT BEACH CA)
IL
09/07/2011 - 12/20/2012
PENSERRA SECURITIES, LLC (CHICAGO IL)
IL
04/14/2010 - 09/20/2010
CABRERA CAPITAL MARKETS, LLC (CHICAGO IL)
IL
03/19/2007 - 06/26/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
04/08/2004 - 07/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
12/16/2003 - 04/16/2004
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MO
01/15/2003 - 12/12/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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