Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Lacroze is an investment advisor representative with Morgan Stanley, and has been in the financial services industry since 1988. Juan is licensed to provide investment advice in Connecticut, New York, Texas and Utah. Juan has experience working with a variety of client types, including individuals, businesses, charitable organizations, insurance companies, and investment companies. Juan offers a range of services to clients, including financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/06/2023 - Present
Morgan Stanley (New York NY)
NY
09/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/31/2002 - 09/24/2008
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NJ
02/22/1997 - 11/08/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/20/1988 - 03/06/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/25/1988 - 06/27/1988
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 11/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Juan Lacroze is the right advisor for you? Invested Better is here to help.
