Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Toro is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Juan has been in the industry since 1998 and has a wide range of experience. Juan is a licensed investment advisor representative and holds the Series 7, Series 63 and Series 66 licenses. Juan has also held positions at BANC OF AMERICA INVESTMENT SERVICES, INC., LINSCO/PRIVATE LEDGER CORP. and RIGGS SECURITIES INC. Juan is dedicated to providing excellent service and personalized advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
08/11/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
SC
11/19/2003 - 08/18/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
DC
07/07/2000 - 11/19/2003
RIGGS SECURITIES INC. (WASHINGTON DC)
NY
11/01/1996 - 01/07/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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