linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Juan Jose Herrera

Pimco Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Juan? Claim Your Profile

About Juan Jose Herrera

Juan Jose Herrera is a financial advisor with Pimco Investments LLC in Austin, Texas. Juan has been in the industry since August 2021 and is registered with FINRA as a General Securities Representative (Series 7) and holds a Series 63 license. Juan also passed the Securities Industry Essentials Exam (SIE). Juan has been registered with the Securities and Exchange Commission (SEC) since July 2022. Prior to joining Pimco Investments LLC, Juan worked for CHARLES SCHWAB & CO., INC. in Austin. Juan is registered to provide securities advice in 53 states, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Juan Herrera is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Juan Herrera’s Registration & Firm History

TX

07/18/2022 - Present

Pimco Investments LLC (Austin TX)

TX

08/30/2021 - 07/19/2022

CHARLES SCHWAB & CO., INC. (Austin TX)

Not sure if Juan Jose Herrera is right for you?

Licenses & Designations

BC

Issued 09/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Juan Jose Herrera. Review regulatory record here.
Not sure if Juan Jose Herrera is right for you?