Unclaimed
Juan J Vazquez rosa is a financial advisor based in CAGUAS, PR with over 17 years of experience in the financial services industry. Juan is currently registered with Cetera Advisor Networks LLC and previously held positions at Walnut Street Securities, Inc. and AXA Advisors, LLC. Juan holds Series 6, Series 63, and SIE licenses and is currently registered in Florida, Puerto Rico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
09/03/2013 - Present
Cetera Advisor Networks LLC (CAGUAS PR)
PR
09/12/2008 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CAQUAS PR)
PR
12/13/2004 - 07/24/2008
AXA ADVISORS, LLC (HATO REY PR)
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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