Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Gustavo Garza is a registered representative with Planmember Securities Corp. Juan has been in the financial industry since 2007 and holds a Series 7, 63, 66, and SIE license. Juan currently holds active registrations in California and Texas and has previous registrations with Alta Vista Financial, Inc. and Kinsell, Newcomb & De Dios, Inc. Juan provides investment supervisory services and financial planning. Juan has experience working with pension plans, educational institutions, individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/11/2023 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
04/18/2007 - 10/21/2009
ALTA VISTA FINANCIAL, INC. (CARLSBAD CA)
CA
04/18/2007 - 10/21/2009
KINSELL, NEWCOMB & DE DIOS, INC (RICHMOND CA)
BOTH
Issued 10/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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