Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Fullaondo botella is a financial advisor with Scotia Capital (usa) Inc. Juan has been in the industry since January 15, 2014. Juan has a variety of licenses including Series 63, Series 24, Series 7, Series 79, and SIE. Juan is registered in 52 states. Juan's previous employment includes HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/16/2014 - 08/13/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 12/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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