Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Felipe Pinto pardo is a financial professional with over 10 years of experience in the industry. Juan is currently registered with Mizuho Securities USA LLC and previously worked at ING Financial Markets LLC. Juan holds several industry licenses, including Series 63, Series 7TO, SIE, and Series 79. Juan is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/07/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/10/2018 - 07/26/2019
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 10/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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