Unclaimed
Juan Felipe Herrera is a financial advisor registered in 52 states and the District of Columbia. Juan has been in the industry since August 10, 2019, and currently works for Scotia Capital (usa) Inc. in New York. Juan has previously worked for several financial institutions, including Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, and BNP Paribas Securities Corp. Juan's registrations with FINRA include Series 7, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/09/2022 - 01/31/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/28/2020 - 06/08/2022
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
11/13/2019 - 06/05/2020
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/17/2018 - 07/18/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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