Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Esteban Garcia is a financial professional with over 20 years of experience in the financial industry. Juan is currently registered with BNP Paribas Securities Corp. Juan's career spans several notable financial firms, including EVERCORE GROUP L.L.C., INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, RBC CAPITAL MARKETS CORPORATION, MORGAN STANLEY & CO. INCORPORATED, UBS SECURITIES LLC and LEHMAN BROTHERS INC. Juan holds several industry licenses including Series 7, 63, 24, 55, 10, and SIE. Juan has a deep understanding of the financial markets and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
CT
12/23/2015 - 07/18/2022
EVERCORE GROUP L.L.C. (Westport CT)
NY
05/18/2012 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
05/20/2010 - 05/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/14/2009 - 03/25/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
03/03/2004 - 04/28/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/10/2000 - 03/02/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
08/18/1999 - 12/22/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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