Unclaimed
Juan Daniel Garcia is a securities professional licensed in 53 states and the District of Columbia. Juan holds the Series 7, Series 63, and SIE licenses. Juan is currently employed by Fidelity Brokerage Services LLC. Juan has been in the financial industry since 2018 and has previously been employed by Fidelity Brokerage Services LLC. Juan is licensed to provide Broker-Dealer related services in all of the states and territories where Juan is registered.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
07/30/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CO
08/06/2018 - 03/03/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 08/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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