Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Chung chen is a financial advisor at UBS Financial Services Inc. based in New York, NY. Juan has been working in the financial industry since 2005. Juan has passed the Series 3, 7, 63, and 66 exams and is registered in several states. Juan specializes in providing a variety of financial services, including portfolio management, financial planning, pension consulting, and educational seminars. Juan's previous experience includes working at ITAU INTERNATIONAL SECURITIES INC. and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/29/2022 - Present
UBS Financial Services Inc. (New York NY)
FL
09/04/2013 - 12/04/2015
ITAU INTERNATIONAL SECURITIES INC. (MIAMI FL)
NY
09/29/2009 - 08/22/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/22/2003 - 07/24/2006
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
09/25/2001 - 05/16/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 12/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Juan Chung chen is the right advisor for you? Invested Better is here to help.
