Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Vazquez is a financial professional with over 14 years of experience in the industry. Juan has a diverse background, having worked with multiple firms, including J.P. Morgan Securities LLC and Western International Securities, Inc. Currently, Juan is associated with Osaic Wealth, Inc. and is registered to provide investment advice in Arizona, California, Florida and Texas. Juan holds a variety of licenses including Series 6, 7, 63, and 66 and is dedicated to providing comprehensive financial planning, portfolio management, and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/24/2024 - Present
Osaic Wealth, Inc. (Tustin CA)
CA
05/13/2021 - 06/26/2024
WESTERN INTERNATIONAL SECURITIES, INC. (Tustin CA)
CA
10/01/2012 - 06/11/2021
J.P. MORGAN SECURITIES LLC (ANAHEIM CA)
CA
01/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ORANGE CA)
BOTH
Issued 10/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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