Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Rosario is a financial advisor with Kovack Advisors, Inc. Juan has been in the industry since 2001. Juan has his Series 66, Series 7 and SIE exams. Juan is currently registered in Arizona, California, Florida, Massachusetts, and Texas. Juan has worked for several financial firms throughout his career, including Investacorp, Inc., Securities America, Inc., Brookstreet Securities Corporation, The O.N. Equity Sales Company, Investors Capital Corp., and Securian Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/17/2015 - Present
Kovack Advisors, Inc. (ORANGE CA)
CA
02/26/2009 - 02/18/2015
INVESTACORP, INC. (ORANGE CA)
CA
06/27/2007 - 02/26/2009
SECURITIES AMERICA, INC. (ORANGE CA)
CA
04/04/2005 - 06/27/2007
BROOKSTREET SECURITIES CORPORATION (FULLERTON CA)
OH
02/05/2004 - 04/04/2005
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
MA
12/17/2001 - 12/31/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MN
03/26/2001 - 01/03/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 05/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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