Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Rodriguez is a financial professional with over 20 years of experience in the industry. Juan Carlos is currently registered with Charles Schwab & CO., Inc. in Paramus, New Jersey. Juan Carlos has held previous roles with firms such as TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, PNC INVESTMENTS, and WM FINANCIAL SERVICES, INC. Juan Carlos holds licenses for Series 6, 7, and 66. Juan Carlos is also a registered Investment Advisor Representative in New Jersey. Juan Carlos specializes in providing financial planning and investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
10/19/2021 - Present
Charles Schwab & CO., Inc. (Paramus NJ)
NJ
01/09/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ROSELAND NJ)
NJ
12/01/2011 - 12/13/2017
FIDELITY BROKERAGE SERVICES LLC (WAYNE NJ)
NJ
06/25/2004 - 11/08/2011
PNC INVESTMENTS (CRANFORD NJ)
CA
03/22/2004 - 06/17/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
PA
01/01/2004 - 03/19/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
09/12/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
04/24/2001 - 09/25/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
11/17/1999 - 04/13/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 01/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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