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Juan Carlos Rodriguez

Morgan Stanley

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About Juan Carlos Rodriguez

Juan Carlos Rodriguez is a financial advisor with over 25 years of experience in the industry. Juan Carlos is currently registered with Morgan Stanley in Orlando, Florida. Juan Carlos has previously worked with a number of firms including E*TRADE SECURITIES LLC, Robinhood Financial, LLC, Newport Group Securities, Inc., Deutsche AM Distributors, Inc., Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Juan Carlos is licensed to offer securities advice and investment advisory services in Florida and New York.

Firm Information

Juan Rodriguez is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Juan Rodriguez’s Registration & Firm History

FL

05/22/2024 - Present

Morgan Stanley (Orlando FL)

FL

09/20/2023 - 06/03/2024

E*TRADE SECURITIES LLC (Orlando FL)

FL

12/19/2022 - 09/05/2023

E*TRADE SECURITIES LLC (Orlando FL)

FL

06/12/2019 - 08/08/2022

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

FL

06/12/2019 - 08/08/2022

ROBINHOOD SECURITIES, LLC (LAKE MARY FL)

FL

04/11/2018 - 05/21/2019

NEWPORT GROUP SECURITIES, INC. (Lake Mary FL)

FL

01/03/2017 - 04/10/2018

DWS DISTRIBUTORS, INC. (JACKSONVILLE FL)

NY

05/18/2012 - 06/23/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/01/2009 - 05/30/2012

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

10/03/2009 - 05/26/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/09/2009 - 08/05/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/08/2006 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

FL

12/17/2004 - 02/02/2006

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

NY

02/27/2001 - 09/14/2004

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

NJ

01/26/1998 - 09/14/2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

02/21/2001 - 06/24/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

01/07/2000 - 07/19/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

12/22/1999 - 06/02/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/01/1997 - 01/02/1998

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NY

06/20/1996 - 06/30/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/13/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/16/2005

Series 4 - Registered Options Principal Examination

BC

Issued 02/06/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/12/2023

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Juan Carlos Rodriguez.
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